Abstract
Introduction
Statins, used for their lipid-lowering activity, have anti-inflammatory and anticancer properties as well. We evaluated this potential benefit of statin use in patients with NSCLC.
Methods
All 613 patients with pathologic stage 1 or 2 NSCLC who had lobectomy without neoadjuvant therapy at our institution during 2008 to 2015 were included. Association between presurgery statin use and overall survival and recurrence-free survival (RFS) was analyzed using Cox proportional hazards regression. Association of statin use with tumor transcriptome was evaluated in another 350 lung cancer cases.
Results
Univariable analyses did not reveal a statistically significant association of statin use with either overall survival or RFS, with hazard ratio equals to 1.19 and 0.70 (Wald p = 0.28 and 0.09), respectively. In subgroup analyses, significantly improved RFS was found in statin users, but only in overweight/obese patients (body mass index [BMI] > 25; n = 422), with univariable and multivariable hazard ratio of 0.49 and 0.46 (p = 0.005 and 0.002), respectively, but not in patients with BMI less than or equal to 25 (n = 191; univariable p = 0.21). Transcriptomes of tumor statin users had high expression of tumoricidal genes such as granzyme A and interferon-γ compared with those of nonusers among high- but not low-BMI patients with lung cancer.
Conclusions
Our study suggests that statins may improve the outcome of early stage NSCLC but only in overweight or obese patients. This benefit may stem from a favorable reprogramming of the antitumor immune response that statins perpetrate specifically in the obese.
Introduction
Lung cancer is a major cause of cancer-related deaths in the United States and worldwide. As with many other human cancers, prolonged inflammation is thought to promote the development and progression of lung cancer.
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Although such inflammation is induced by tobacco smoking, other factors also contribute to systemic inflammation, obesity perhaps being the most important one worldwide. There were 38% and 41% of the adult male and female populations, respectively, in the United States who were obese during 2015 to 2016,
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The statin class of lipid-lowering drugs is used for their ability to inhibit the mevalonate pathway to reduce the production of cholesterol and other isoprenoids. Statins are in wide use, with 28% of U.S. adults aging more than 40 years estimated to have received them in 2013.
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It is possible that these conflicting results and the uncertainty surrounding the anticancer benefit of statins arise from variations in patient characteristics, such as the underlying condition that indicated statin therapy. Obesity may be another confounder, as suggested by our recent study revealing the survival benefit of using the antidiabetic drug metformin in NSCLC may be restricted to only those who are overweight or obese.
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Similar to that of metformin, the anticancer benefit of statins may be particularly potent under the chronic proinflammatory conditions that exist in obesity. It is known that statins can directly affect lung cancer cells to reduce cell proliferation, epithelial-mesenchymal transition, and migration.
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This is presumably driven by the modulation of pathways that involve proteins, such as EGFR, Ras enzymes, and transforming growth factor-β1. Biological effects of statins that are anti-inflammatory in nature and independent of their lipid-lowering action have also been established with both clinical trials and experiments with cells in vitro and in the mouse.
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Given these known anti-inflammatory effects of statins and the uniquely dysregulated immune landscape in the obese, we hypothesized that if indeed statins are able to improve lung cancer outcomes, obesity-specific immune modulation may be responsible. The goal of our present study was thus to evaluate the impact of obesity on association of statin use with survival in NSCLC, using a uniform cohort of patients with similar stage and treatment.
Materials and Methods
Ethical Statement
This retrospective study was approved by the institutional review board of Roswell Park Comprehensive Cancer Center (RPCCC), Buffalo, New York. Requirement for informed consent of the study subjects was waived because the study required only a retrospective review of medical records.
Clinical Data of Early Stage NSCLC Cohort
Institutional general thoracic surgery database and cancer registries were accessed to retrospectively identify all patients with a diagnosis of pathologic stage 1 or 2 primary NSCLC who underwent lobectomy without neoadjuvant therapy at RPCCC between 2008 and 2015. This time period was chosen to allow for an adequate follow-up duration. More than 90% of patients had their surgery performed by video-assisted thoracoscopic surgery. Routine lymph node dissection or sampling was performed for all patients. Information on age, history of tobacco smoking (current, former, and never categories), and BMI at time of diagnosis, gender, race of patients, stage (as per the seventh edition of the staging manual of the American Joint Committee on Cancer), histologic grade (low, ≤2, and high, ≥3), and histology (adenocarcinoma, squamous cell carcinoma, and other NSCLC categories) was collected from patient medical records. Data for forced expiratory volume at 1 second as percentage of predicted (FEV1
pred), American Society of Anesthesiologists (ASA) physical status class (low, ≤2, and high, ≥3) at time of surgery, cancer recurrence, and survival after surgery were also collected. Overall survival (OS) was defined as the time from surgery to last follow-up or death. Recurrence-free survival (RFS) was the time from surgery to diagnosis of recurrence or last follow-up or death if recurrence was not diagnosed. Statin exposure data were compiled from multiple sources, including prescription histories, inpatient and outpatient medication administration records, medication verifications performed by institute staff, and inpatient and outpatient prescription charges in pharmacy and financial records. If statin use was documented with any of these means, the patient was considered a statin user. This was based on the logic that a medication use may be missed, but is rarely falsely included. An audit of 50 randomly selected patients of this study revealed that all patients who were deemed as statin users before surgery were also using the drug after surgery at 6 months or the first surveillance visit if it was after 6 months. Nevertheless, it is still an assumption for remaining patients. To avoid time-window bias,
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only patients who were receiving statins at the time of surgery were considered exposed to statins. As statins are generally prescribed long term and not episodically, patients prescribed statins before surgery were assumed to continue them afterward. Survival and NSCLC recurrence data were abstracted from the institutional cancer registry, which uses histologic confirmation or documentation by the treating physician in the absence of the former to determine recurrence. Differentiation between recurrence and second primary was as per the guidelines of the United States Surveillance, Epidemiology, and End Results program.
Targeted Transcriptome Profiling of NSCLC Tumors
For 350 patients with lung cancer treated at RPCCC, tumor transcriptome data were obtained by OmniSeq (Buffalo, NY) using U.S. Clinical Laboratory Improvement Amendments–licensed platforms for therapy guidance as part of clinical care. Hematoxylin-eosin–stained sections of formalin-fixed, paraffin-embedded tumor tissue blocks were evaluated by a board-certified anatomical pathologist to ensure greater than or equal to 5% cellular content and less than or equal to 50% necrosis. RNA extracted from the formalin-fixed, paraffin-embedded samples was subjected to targeted sequencing that covered 397 cancer- and immunity-related genes as previously described.
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Gene expression was derived from the sequencing data after background subtraction, normalization against a set of housekeeping genes, and conversion to percentile ranking with respect to a reference set of 735 solid tumors of 35 histologies.
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Statistical Analyses
All analyses were performed using R (version 3.6.2). For two-group comparisons, standard t test, Fisher’s exact test, and Wilcoxon ranked sum tests were respectively used for continuous, categorical, and ordinal variables, respectively. For survival analyses, the survival R package (version 3.1-12) was used. For multivariable Cox regression modeling, all covariates with likelihood ratio test p value less than or equal to 0.10 in univariable Cox regression models were included, and the assumption of proportional hazards was tested with Schoenfeld residuals using the package’s cox.zph function. The assumption of linearity of continuous covariates was confirmed by inspecting plots of Martingale residuals. Prism (version 8.3.1 for Mac OS; GraphPad Software, San Diego, CA) was used for graphing and log-rank tests for survival analyses. Unless noted otherwise, default values were used for statistical software options, tests were two-tailed, and the threshold of 0.05 was used to deem significance.
Data Availability
The data generated in this study are available on request from the corresponding author.
Discussion
It may be possible to counteract the proinflammatory nature of obesity that is promotive of cancer
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with medications that have anti-inflammatory effects. This was also suggested by our recent work that identified a survival benefit of metformin use only among overweight and obese patients with NSCLC with BMI greater than or equal to 25.
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Body mass index influences the salutary effects of metformin on survival after lobectomy for stage I NSCLC.
In this study, we observe a similar but hitherto unknown phenomenon for statin use. Specifically, the risk of recurrence after lobectomy of early stage NSCLC was significantly reduced by statin use in only overweight and obese patients. It is important to note that the proportion of these patients in the study is not trivial (69%). Our finding therefore has implications for not only the design of clinical trials of statins for lung cancer but also the large proportion of patients with lung cancer who can potentially benefit from statin use. It also highlights the importance of considering medications in examinations of the association of obesity with development risks and clinical outcomes of lung cancer. In our cohort, subjects with BMI greater than 25 were four times more likely to be statin users than subjects with BMI less than or equal to 25. The obesity (BMI)-dependent effect of statins that is observed in this study is in line with multiple clinical and preclinical studies revealing obese and nonobese individuals can have different responses to statins. For instance, BMI has been found to affect statin-mediated changes in plasma low-density lipoprotein and C-reactive protein levels and atherosclerotic plaque dimensions,
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Statin users who are obese have reduced mortality during the first year after acute myocardial infarction compared with nonobese statin users.
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Our examination of tumor transcriptomes suggests an immunologic underpinning for the obesity-specific benefit of statin use in NSCLC. Specifically, tumors of statin-using high-BMI patients had overexpression of tumoricidal genes such as those encoding for granulysin and interferon-γ compared with statin nonusers. This association of tumor immune gene expression with statin use was not found in low-BMI patients. In line with previous studies suggesting statins can enhance suppressive myeloid cell populations,
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we observed a significant, drug-associated up-regulation of genes associated with myeloid-derived suppressor cells but only in low-BMI patients. This association was absent in high-BMI patients. Although the induction of suppressive myeloid cells may have desirable effects, such as enforcement of immune tolerance in an autoimmune or inflammatory disease context, in the cancer setting, such action can be expected to result in a major obstacle facing effective antitumor immunity. These observations suggest that statins can facilitate a unique and desirable effect on the antitumor immune defenses in the obese setting. It is possible that the immunostimulatory effects of statins in the high-BMI context, including the enhanced production of tumoricidal interferon-γ, granulysin, granzyme A, and perforin 1, account for the improved RFS found in our study.
Our study has multiple important limitations, including its retrospective nature, exclusion of late-stage disease in the survival analyses, the lack of an independent validation cohort, and the definition of statin exposure. The focus on patients with early stage NSCLC undergoing a lobectomy was intended to decrease treatment-related variability in recurrence. It is very much possible that statin exposure merely indicates an underlying disease state for which the drug was originally prescribed (e.g., hypercholesterolemia), and the apparent anticancer benefit in some individuals or subpopulations may be tied to the biology of these underlying conditions that led to statin therapy or their correction. Randomized controlled studies will be required to address this. In our study, we defined statin exposure as that occurring at the time of lobectomy. It is entirely possible that patients in the statin-nonexposed group had started using statins within a few months after surgery. The converse may be true as well, with patients in the statin-exposed group receiving statin therapy at the time of surgery but stopping it within a few months. Indeed, in routine practice, a significant proportion of patients who are prescribed statins are not maintained on the therapy beyond a certain period,
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leading to a potentially confounding issue.
We also did not evaluate patient adherence to statin therapy, nor did we evaluate the effect of duration of therapy. Our study also did not evaluate the effect of statins on survival on the basis of their drug class, or on genomic characteristics of patients’ tumors. This was because of the relatively small number of outcome events in the study cohort. Statins are not a single drug, and statins of lipophilic class, such as atorvastatin, can have different biological effects than hydrophilic statins, such as pravastatin.
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An additional study limitation is that it did not consider comorbidities either individually or in aggregate (e.g., Elixhauser index) because pertinent data were unavailable for most patients. Nevertheless, although comorbidities such as diabetes and hypertension will influence OS and are likely to differ in prevalence among statin users and nonusers, they are not expected to have any significant preventive effect on cancer recurrence as was observed for statin use by the overweight/obese patients of our study. The use of two significantly different lung cancer cohorts for separately evaluating association of statin use and obesity with survival and tumor transcriptome is another limitation of our study. Despite these demerits, our finding of reduced NSCLC recurrence among high-BMI statin users is statistically robust with a biological premise provided by our tumor transcriptome analysis, and it provides a rationale for further investigations.
To conclude, in our analysis of a single-center retrospective data set, we find that statin use is associated with improved RFS of overweight/obese patients undergoing lobectomy for early stage NSCLC. We observe that statin use is also associated with markers of heightened antitumor activity in tumors of this patient population. These novel findings suggest that BMI modulates the beneficial effect of statins in NSCLC. If validated, high BMI may be a simple biomarker for selecting patients with NSCLC for anticancer clinical trials of statins.
CRediT Authorship Contribution Statement
Santosh K. Patnaik: Formal analysis, Methodology, Visualization, Writing—original draft.
Cara Petrucci: Formal analysis.
Joseph Barbi: Formal analysis, Writing—review and editing.
Robert J. Seager: Formal analysis, Visualization, Writing—original draft.
Sarabjot Pabla: Data curation, Methodology, Writing—original draft.
Sai Yendamuri: Conceptualization, Data curation, Resources, Supervision, Writing—original draft.
Article info
Publication history
Published online: November 09, 2021
Accepted:
November 3,
2021
Received in revised form:
November 1,
2021
Received:
September 5,
2021
Footnotes
Disclosure: Drs. Pabla and Seager are employees of OmniSeq, a molecular diagnostics company. Dr. Pabla holds restricted stock in OmniSeq, of which Roswell Park Comprehensive Cancer Center is also a shareholder. The remaining authors declare no conflict of interest.
Cite this article as: Patnaik SK, Petrucci C, Barbi J, et al. Obesity-specific association of statin use and reduced risk of recurrence of early stage NSCLC. JTO Clin Res Rep. 2021;2:100254.
Copyright
© 2021 The Authors. Published by Elsevier Inc. on behalf of the International Association for the Study of Lung Cancer.